ScotiaMocatta Precious and Base Metal

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Equity Financings

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007

CANADA - 2013
DATE ISSUER TRANSACTION - SECURITY ROLE VALUE (CAD)
17-Dec-13 Cardinal Energy Ltd. IPO - Common Shares Co-Manager $247,499,994
16-Dec-13 Trinidad Drilling Ltd. Common Shares Co-Manager $172,500,000
13-Dec-13 Twin Butte Energy Ltd. Convertible Debentures - Common Equity Co-Manager $85,000,000
13-Dec-13 AltaGas Ltd. Preferred Shares Co-Bookrunner $200,000,000
12-Dec-13 Enbridge Inc. Preferred Shares Co-Bookrunner $250,000,000
11-Dec-13 Secure Energy Services Inc. Common Shares Co-Manager $109,999,988
03-Dec-13 Kelt Exploration Ltd. Subscription Receipts - Common Equity Co-Manager $81,500,000
03-Dec-13 NuVista Energy Ltd. Common Shares Co-Manager $78,100,000
28-Nov-13 Surge Energy Inc. Subscription Receipts - Common Equity Co-Manager $55,020,000
13-Nov-13 Whitecap Resources Inc. Common Shares Co-Manager $65,004,000
13-Nov-13 RMP Energy Inc. Common Shares Co-Manager $50,001,700
31-Oct-13 Twin Butte Energy Ltd. Subscription Receipts - Common Equity Co-Manager $70,001,100
31-Oct-13 Argent Energy Trust Convertible Debentures - Unit Trust Co-Bookrunner $63,000,000
29-Oct-13 NuVista Energy Ltd. Common Shares Co-Manager $25,600,000
21-Oct-13 Trilogy Energy Corp. Common Shares Co-Manager $200,070,000
21-Oct-13 Veresen Inc. Preferred Shares Co-Bookrunner $150,000,000
18-Oct-13 PHX Energy Services Corp. Common Shares Co-Manager $27,040,000
17-Oct-13 Pine Cliff Energy Ltd. Common Shares Co-Manager $20,020,000
16-Oct-13 Paramount Resources Ltd. Common Shares Co-Manager $49,060,000
08-Oct-13 Tourmaline Oil Corp. Common Shares Co-Manager $125,250,000
08-Oct-13 Tourmaline Oil Corp. Common Shares Co-Manager $43,860,000
03-Oct-13 Inter Pipeline Ltd. Common Shares Co-Manager $345,045,425
02-Oct-13 Pembina Pipeline Corp. Preferred Shares Co-Bookrunner $150,000,000
27-Sep-13 Enbridge Inc. Preferred Shares Co-Bookrunner $205,300,000
30-Aug-13 Canexus Corporation Convertible Debentures - Common Equity Co-Bookrunner $107,500,000
27-Aug-13 Kelt Exploration Ltd. Common Shares Co-Manager $92,000,000
27-Aug-13 Kelt Exploration Ltd. Common Shares Co-Manager $19,600,000
15-Aug-13 Argent Energy Trust Trust Units Co-Bookrunner $83,232,000
08-Aug-13 Canadian Energy Services &
Technology Corp.
Common Shares Co-Manager $35,026,000
06-Aug-13 TORC Oil & Gas Ltd. Subscription Receipts - Common Equity Co-Manager $241,575,900
26-Jul-13 Pembina Pipeline Corp. Preferred Shares Co-Bookrunner $250,000,000
22-Jul-13 Superior Plus Corp. Convertible Debentures - Common Equity Co-Bookrunner $92,000,000
18-Jul-13 Whitecap Resources Inc. Subscription Receipts - Common Equity Co-Manager $170,002,800
03-Jul-13 Surge Energy Inc. Common Shares Co-Manager $225,000,000
02-Jul-13 Bonterra Energy Corp. Common Shares Co-Manager $24,002,775
19-Jun-13 Pine Cliff Energy Ltd. Common Shares Co-Manager $25,080,000
14-Jun-13 Birchcliff Energy Ltd. Preferred Shares Co-Manager $50,000,000
06-Jun-13 Enbridge Inc. Preferred Shares Co-Bookrunner $600,000,000
04-Jun-13 Argent Energy Trust Convertible Debentures - Unit Trust Co-Bookrunner $86,250,000
04-Jun-13 Canexus Corporation Common Shares Co-Bookrunner $115,055,200
22-May-13 Paramount Resources Ltd. Common Shares Co-Manager $150,937,500
16-May-13 Whitecap Resources Inc. Common Shares Co-Manager $100,812,100
15-May-13 Oryx Petroleum Corporation Limited Common Shares Co-Manager $250,500,000
15-May-13 Canadian Utilities Ltd. Preferred Shares Co-Manager $225,000,000
16-Apr-13 Enbridge Inc. Common Shares Co-Bookrunner $600,352,200
05-Apr-13 Kelt Exploration Ltd. Common Shares Co-Manager $61,050,000
04-Apr-13 AltaGas Ltd. Common Shares Co-Manager $405,363,500
27-Mar-13 Enbridge Inc. Preferred Shares Co-Bookrunner $407,760,000
27-Mar-13 Superior Plus Corp. Common Shares Co-Bookrunner $143,861,550
21-Mar-13 Pembina Pipeline Corp. Common Shares Co-Bookrunner $345,167,900
19-Mar-13 Canadian Utilities Ltd. Preferred Shares Co-Manager $175,000,000
12-Mar-13 Tourmaline Oil Corp. Common Shares Co-Manager $196,937,500
12-Mar-13 Tourmaline Oil Corp. Common Shares Co-Manager $31,612,500
04-Mar-13 TransCanada Corporation Preferred Shares Co-Bookrunner $600,000,000
26-Feb-13 Enbridge Income Fund Holdings Inc. Common Shares Co-Manager $95,500,000

US - 2013
DATE ISSUER TRANSACTION - SECURITY ROLE VALUE (USD)
12-Dec-13 Cheniere Energy Partners LP
Holdings, LLC
Initial Public Offering - Common Shares Co-Manager $720,000,000
11-Dec-13 Valero Energy Partners LP Initial Public Offering - Common Units Co-Manager $396,750,000
18-Nov-13 Energy XXI (Bermuda) Ltd. Equity-Linked Offering - Convertible Senior Notes Senior Co-Manager $400,000,000
08-Nov-13 CST Brands, Inc. Follow-On Offering - Common Shares Co-Manager $467,462,888
07-Nov-13 Gulfport Energy Corporation Follow-On Offering - Common Shares Senior Co-Manager $424,206,250
07-Nov-13 Diamondback Energy, Inc. Follow-On Offering - Common Shares Co-Manager $122,958,000
06-Nov-13 Carrizo Oil & Gas, Inc. Follow-On Offering - Common Shares Co-Manager $198,000,000
16-Oct-13 Goodrich Petroleum Corporation Follow-On Offering - Common Shares Joint Book-Running Manager $174,225,000
16-Oct-13 Plains GP Holdings, L.P. Initial Public Offering - Class A Common Shares Co-Manager $2,912,406,068
10-Oct-13 Antero Resources Corporation Initial Public Offering - Common Shares Co-Manager $1,807,685,000
01-Oct-13 Teekay LNG Partners, L.P. Follow-On Offering - Common Units Co-Manager $147,039,000
10-Sep-13 Penn Virginia Corporation Secondary Block Trade - Common Shares Sole Placement Agent $47,008,672
05-Sep-13 Matador Resources Company Follow-On Offering - Common Shares Joint Book-Running Manager $149,068,750
15-Aug-13 Diamondback Energy, Inc. Follow-On Offering - Common Shares Co-Manager $185,150,000
13-Aug-13 Laredo Petroleum Holdings, Inc. Follow-On Offering - Common Shares Co-Manager $417,467,596
09-Aug-13 Frank's International N.V. Initial Public Offering - Common Shares Co-Manager $759,000,000
09-Aug-13 Triangle Petroleum Corporation Follow-On Offering - Common Shares Senior Co-Manager $107,812,500
08-Aug-13 Halcón Resources Corporation Follow-On Offering - Common Shares Senior Co-Manager $222,870,000
01-Aug-13 Athlon Energy Inc. Initial Public Offering - Common Shares Co-Manager $363,157,900
19-Jun-13 Diamondback Energy, Inc. Follow-On Offering - Common Shares Co-Manager $238,705,465
13-Jun-13 Halcón Resources Corporation Equity-Linked Offering - Cumulative Perpetual
Convertible Preferred Stock
Co-Manager $345,000,000
07-Jun-13 PBF Energy Inc. Follow-On Offering - Class A Common Stock Co-Manager $430,650,000
05-Jun-13 U.S. Silica Holdings, Inc. Follow-On Offering - Common Shares Co-Manager $270,480,000
16-May-13 Diamondback Energy, Inc. Follow-On Offering - Common Shares Co-Manager $151,368,750
09-May-13 Resolute Energy Corporation Follow-On Offering - Common Shares Co-Manager $149,500,000
15-Mar-13 Delek US Holdings, Inc. Follow-On Offering - Common Shares Co-Manager $355,500,000
15-Feb-13 Kosmos Energy Ltd. Follow-On Offering - Common Shares Co-Manager $379,500,000
15-Feb-13 Pioneer Natural Resources Company Follow-On Offering - Common Shares Co-Manager $1,324,800,000
01-Feb-13 Bonanza Creek Energy, Inc. Follow-On Offering - Common Shares Senior Co-Manager $383,500,000
01-Feb-13 Gulfport Energy Corporation Follow-On Offering - Common Shares Co-Manager $338,675,000