ScotiaMocatta Precious and Base Metal

Select Completed Transactions

Equity Financings

2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007    

CANADA - 2007
DATE ISSUER TRANSACTION - SECURITY ROLE VALUE (CAD)
20-Dec-07 Inter Pipeline Fund Trust Units Co-Manager $150,038,000
29-Nov-07 Breaker Energy Ltd. Flow-Through Common Shares Co-Manager $5,520,000
21-Nov-07 OPTI Canada Inc. Common Shares Co-Manager $352,155,500
21-Nov-07 OPTI Canada Inc. Flow-Through Common Shares Co-Manager $60,021,000
19-Nov-07 UTS Energy Corp. Common Shares Co-Manager $254,980,000
19-Nov-07 UTS Energy Corp. Flow-Through Common Shares Co-Manager $20,520,000
4-Oct-07 Duvernay Oil Corp. Flow-Through Common Shares Co-Manager $43,100,000
3-Oct-07 Daylight Resources Trust 8.50%/5yr Convertible Debentures Lead Bookrunner $125,000,000
28-Sep-07 Galleon Energy Inc. Flow-Through Common Shares Co-Manager $29,999,700
28-Sep-07 Galleon Energy Inc. Class A Shares Co-Manager $30,000,660
27-Sep-07 Birchcliff Energy Ltd. Common Shares Co-Lead $115,000,046
25-Sep-07 Crescent Point Energy Trust Trust Units Co-Lead $165,095,000
13-Sep-07 Petrominerales Ltd. Common Shares Co-Manager $60,973,000
12-Sep-07 ProEx Energy Ltd. Common Shares Co-Manager $25,071,000
12-Sep-07 ProEx Energy Ltd. Flow-Through Common Shares Co-Manager $25,063,000
28-Aug-07 NAL Oil & Gas Trust Subscription Receipts - Trust Units Co-Manager $125,001,200
28-Aug-07 NAL Oil & Gas Trust 6.75%/5 year Convertible Debentures Co-Manager $100,000,000
9-Aug-07 Niko Resources Limited Common Shares Co-Manager $500,010,000
5-Jul-07 Trinidad Energy Services Trust 7.75%/5-year Convertible Debentures Co-Manager $325,000,000
20-Jun-07 Paramount Energy Trust 6.5% 5-year Extendible Convertible Debentures Co-Manager $75,000,000
20-Jun-07 Paramount Energy Trust Subscription Receipts - Unit Trust Co-Manager $250,512,500
19-Jun-07 Baytex Energy Trust Subscription Receipts - Unit Trust Co-Manager $149,450,000
5-Jun-07 Duvernay Oil Corp. Common Shares Co-Manager $60,525,000
1-Jun-07 Harvest Energy Trust Trust Units Co-Manager $230,028,750
31-May-07 True Energy Trust Trust Units Lead Bookrunner $57,523,000
24-May-07 Provident Energy Trust Subscription Receipts - Unit Trust Co-Manager $373,750,019
23-May-07 Petro Andina Resources Inc. Common Shares Co-Manager $60,300,000
25-Apr-07 Enterra Energy Trust Trust Units Lead Bookrunner $29,175,500
25-Apr-07 Enterra Energy Trust 8.25%/5-Yr Convertible Debentures Lead Bookrunner $40,000,000
19-Apr-07 Galleon Energy Inc. Flow-Through Common Shares Co-Manager $30,000,375
19-Apr-07 Rider Resources Ltd. Subscription Receipts - Common Shares Co-Manager $54,375,000
10-Apr-07 Enerplus Resources Fund Trust Units Co-Manager $210,587,500
5-Apr-07 Bow Valley Energy Ltd. Subscription Receipts - Common Shares Co-Manager $65,450,000
27-Mar-07 Progress Energy Trust Subscription Receipts - Unit Trust Co-Manager $252,000,000
1-Mar-07 Delphi Energy Corp. Flow-Through Common Shares Lead Bookrunner $18,007,500
27-Feb-07 Duvernay Oil Corp. Flow-Through Common Shares Co-Manager $41,500,000
15-Feb-07 Rider Resources Ltd. Flow-Through Common Shares Co-Manager $14,850,000
14-Feb-07 Advantage Energy Income Fund Trust Units Co-Manager $110,080,000
14-Feb-07 TransCanada Corporation Subscription Receipts - Common Shares Co-Manager $1,724,839,000
2-Feb-07 Enbridge Inc. Common Shares Lead Bookrunner $523,125,000
1-Feb-07 Harvest Energy Trust Trust Units Co-Manager $143,833,950
1-Feb-07 Harvest Energy Trust 7.25%/7-Yr Convertible Debentures Co-Manager $230,000,000
11-Jan-07 PrimeWest Energy Trust Trust Units Lead Bookrunner $149,907,000
11-Jan-07 PrimeWest Energy Trust 6.50%/5-Yr Convertible Debentures Lead Bookrunner $200,000,000
9-Jan-07 Newalta Income Fund Trust Units Co-Manager $78,300,000
3-Jan-07 Peerless Energy Inc. Class A Common Shares Co-Manager $20,125,000

US - 2007
DATE ISSUER TRANSACTION - SECURITY ROLE VALUE (USD)
5-Dec-07 Transocean Inc. Convertible Senior Notes Co-Manager $2,200,000,000
5-Dec-07 Williams Partners LP Follow On Co-Manager $379,387,500
24-Aug-07 The Cusing MLP Total Return Fund (SRV) IPO Co-Manager $175,000,000
30-Jan-07 Duncan Energy Partners IPO Co-Manager $313,950,000